Enforcement: UK FCA penalty procedure and a new PRA approach

Published on: 06/07/2026 00:00

The Financial Conduct Authority (FCA) recently proposed changes to its enforcement decision and penalty determination procedures in
consultation CP26/19.

Thomson Reuters- Regulatory Intelligence published an article on the new enforcement decisions and penalties consultation. Read Pathlight Associates’ Loka Venkatramana and John Higgins’ comments on the new approach in the article below.

Read the full article published in TRRI (subscription).

John Higgins

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