Peter is a Chartered Financial Planner with 14 years’ consultancy experience working primarily with firms within the wealth management sector. He has been involved in the successful delivery of numerous section 166 reviews relating to financial planning and investment management, as well as due diligence exercises on behalf on acquiring firms and assurance reviews.
Peter specialises in past business reviews within the investment industry, where he has designed review frameworks to meet a variety of requirements. He applies technical product and regulatory knowledge to complex reviews of client files and to wider analysis of firms’ advice standards and systems and controls.
